About Us

john_roth_croppedJohn Roth
Immigration Attorney / Financial Adviser

Doctor of Laws / Master of Business Administration / Immigration Attorney / Entrepreneur / FINRA Series 7 and Series 63 Registrations  / Registered Representative of a Broker-Dealer Firm

Biography

John Roth is a 1983 graduate of the University of Pennsylvania Law School and the Wharton School of Finance. He has split his career between the law and entrepreneurial business ventures around the world. He has been an immigration attorney and member of the American Immigration Lawyers Association since 1995.

John began to increasingly focus his immigration law practice on the EB-5 visa field in early 2008. At that time, there were only 24 approved regional centers, and only a handful of them were active. Seeing a need for professional, independent advice to help EB-5 investors select a suitable EB-5 project, in 2010 he passed the rigorous Series 7 and Series 63 exams to become a FINRA licensed registered representative of a broker-dealer firm (what does this mean?).

Because the issues of immigration law, finance and securities overlap and are interdependent in so many ways when conducting EB-5 due diligence, John has sought to acquire as broad as possible an understanding of the various sub-fields in the EB-5 world. He has spoken at numerous EB-5 industry events and has published several articles on the legal, financial and securities law aspects of EB-5 project due diligence.

By the way, you should always perform due diligence of any due diligence consultant you might hire. All licensed EB-5 securities brokers and financial advisers should appear, with a detailed history report, on the Financial Industry Regulatory Authority’s Broker Check site.

Click on images below to see 3rd party verification of John Roth’s credentials.

1983 J.D., University of Pennsylvania Law School

1984 MBA, Wharton School of
Finance

1984 to Present, New York State Bar Association

1995 to 2013, American Immigration Lawyers Association

NMS Capital Advisors LLC

NMS Capital Advisors              LLC             (Broker-Dealer firm)

Series 7 license
CRD#
5850102

Series 63 License
CRD#
5850102

Financial Industry Regulatory
Authority